Investment & Portfolio
Investment & Portfolio: cash and bank, accounts and accounting, e-Invoice and reporting.
Challenges
- Portfolio value is not computed in real time.
- Portfolio alignment with the customer's risk profile is never checked.
- The performance fee is calculated by hand.
- Trading commissions and costs are not deducted from the return.
- The periodic performance report given to the client is prepared by hand.
Workflows
Portfolio and valuation
- The customer portfolio is defined with its asset lines.
- The portfolio value is computed from current prices.
- An allocation that conflicts with the risk profile raises a warning.
Fees and commission
- The management fee accrues on a periodic basis.
- The performance fee is computed on the return above the hurdle.
- Trading commissions and costs are deducted from the return.
From order to reconciliation
- The client's trade order is recorded with its date and channel.
- The executed trade updates the portfolio position.
- At period end, portfolio value and charges are reconciled with the client.
Documents
- Portfolio statement
- Risk profile form
- Fee accrual document
- Transaction listing
Reports
- Portfolio value and allocation
- Return and performance
- Fee and commission listing
- Risk suitability check
Metrics
- Assets under management
- Net return rate
- Share of performance fee
- Number of suitability breaches
Compliance
- Capital markets regulations
- Know-your-customer (KYC) obligation
- Investor suitability assessment
- Kvkk
Glossary
- Portfolio value
- Sum of assets at current prices
- Risk profile
- Account risk limit
- Performance fee
- Fee tied to return above a hurdle
- Trading commission
- Deduction line against revenue
- Asset class
- The classification field that yields the portfolio breakdown
FAQ
Can I see the portfolio value in real time?
Yes — the sum of assets at current prices is computed in real time.
Can I check alignment with the risk profile?
Yes — an allocation that conflicts with the profile lands on a worklist as an alert.
Can the performance fee be calculated automatically?
Yes — it is computed on the portion above the hurdle return.
Can I view the portfolio allocation by asset class?
Yes, every position is recorded with its asset class and the allocation is reported as percentages.
Can I report returns per client?
Yes, the difference between opening and closing period values is calculated per client.
Can I keep a record of client orders?
Yes, the trade order is recorded in the client file with its date and channel.
